Scott Regan Mohler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-17
OH	RA	APPROVED	2022-10-18

FL RA
APPROVED

Since 2026-04-17
OH RA
APPROVED

Since 2022-10-18

Branch Locations

Bradenton, FL • United States

Port Clinton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantella And Co., Inc.	Boston	MA	02/2011	10/2022
Lpl Financial Llc	Mentor	OH	10/2022	Present

02/2011 → 10/2022

Cantella And Co., Inc.

Boston, MA
10/2022 → Present

Lpl Financial Llc

Mentor, OH

Previous Registrations

2011-03-04 → 2022-10-20

Cantella & Co., Inc.

Concord Township, OH
2009-01-02 → 2011-02-28

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

Willoughby, OH
2005-07-01 → 2009-01-02

Raymond James Financial Services, Inc.

Concord, OH

Willoughby, OH
2004-01-28 → 2004-12-14

Ryan Beck & Co.

Pepper Pike, OH

Other Businesses

1) 09/2022- SRM FINANCIAL INC- Business Entity For Tax/Investment Purposes Only- inv. related- 1730 N Lakewood Ave Port Clinton, OH 43452- start date 9/1/2022- 0hrs

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-14
S63	Uniform Securities Agent State Law Examination	1991-01-04

S65 Uniform Investment Adviser Law Examination

1997-05-14
S63 Uniform Securities Agent State Law Examination

1991-01-04

View on SEC IAPD