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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-05-18 |
Branch Locations
7126 County Road 426 M.5 Rd, Escanaba, MI 49829 • United States
1001 West Baraga Avenue, Marquette, MI 49855 • United States
1419 N Second St, Ishpeming, MI 49849 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 12/2009 | Present |
| Cuna Brokerage Services,Inc. | Waverly | IA | 12/2009 | Present |
| Lpl Financial Llc | Wells | MI | 05/2022 | Present |
1)05/18/2022 Embers Investment and Retirement Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 Peninsula Investment and Retirement Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 3)05/18/2022 TruNorth Investment and Retirement Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-09 |
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