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920 Cassatt Road 200 Berwyn Park, Suite 115, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-08 |
Branch Locations
920 Cassatt Road 200 Berwyn Park, Suite 115, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fis Brokerage & Securities Services Llc | San Francisco | CA | 01/2014 | 04/2017 |
| Fis Global Trading | San Francisco | CA | 03/2013 | 04/2017 |
| Big Stunna Llc | Oakland | CA | 07/2018 | 07/2018 |
| Paramount Television | Vallejo | CA | 08/2018 | 01/2020 |
| Legendary Features Productions Us Llc | San Francisco | CA | 11/2018 | 11/2018 |
| Cbs Films | San Francisco | CA | 01/2019 | 02/2019 |
| Campbell-Ewald Company | Sonoma | CA | 04/2019 | 04/2019 |
| Concept Services | San Francisco | CA | 11/2019 | 06/2024 |
| Another Planet Entertainment | San Francisco | CA | 07/2022 | 12/2024 |
| Av Images | San Francisco | CA | 05/2024 | 12/2024 |
| Coast To Coast Production Support | San Francisco | CA | 08/2022 | 08/2022 |
| Creative Technology Dba Avts | San Francisco | CA | 06/2024 | 06/2024 |
| Diversified Stage | San Francisco | CA | 06/2024 | 07/2024 |
| Employco Usa Ii Inc. | San Francisco | CA | 07/2023 | 07/2023 |
| Encore Group (Usa) Llc | San Francisco | CA | 08/2023 | 04/2024 |
| Event Technology Services (Ets) | San Francisco | CA | 03/2022 | 03/2022 |
| Freeman Audio Visual Solutions, Llc | San Francisco | CA | 03/2022 | 10/2023 |
| Gws Arena Llc | San Francisco | CA | 07/2022 | 10/2023 |
| Hartman Studios | San Francisco | CA | 06/2022 | 06/2022 |
| Hughston Engineering Inc | San Francisco | CA | 09/2023 | 09/2023 |
| Island Creative Management | San Francisco | CA | 09/2022 | 09/2022 |
| Live Box Digital, Llc | San Francisco | CA | 05/2024 | 05/2024 |
| Live Nation | San Francisco | CA | 05/2019 | 07/2023 |
| Lrm | San Francisco | CA | 11/2023 | 11/2023 |
| Manor Hill Productions | San Francisco | CA | 08/2022 | 08/2022 |
| Mccune Audio Video Lighting | San Francisco | CA | 08/2023 | 07/2024 |
| Ybca Yerba Buena Center For The Arts | San Francisco | CA | 05/2019 | 05/2019 |
| Standard Party Rentals | San Francisco | CA | 05/2023 | 05/2024 |
| Ellis Investment Partners, Llc | San Jose | CA | 01/2025 | Present |
| Polk & Vallejo, Llc | San Francisco | CA | 04/2017 | 09/2023 |
| Self Employed - Actor | Sacramento | CA | 03/2023 | 03/2023 |
| Dope Queens Film Llc | San Francisco | CA | 11/2021 | 11/2021 |
| Cmc / Forecast, Inc. | San Francisco | CA | 12/2019 | 12/2019 |
| Freelance Restorations, Llc | San Francisco | CA | 11/2020 | 01/2021 |
| Holy Toledo Films Inc. | Oakland | CA | 12/2021 | 03/2023 |
| Legendary Features Productions Llc | Sonoma | CA | 11/2018 | 11/2018 |
| Warner Brothers Pictures | Sacramento | CA | 01/2024 | 02/2024 |
| Sclera Pictures Llc | San Francisco | CA | 05/2024 | 05/2024 |
| Showtime Networks Inc | San Francisco | CA | 11/2021 | 12/2021 |
| Sm Film Productions, Inc. | San Francisco | CA | 02/2020 | 03/2020 |
| Tbwa Advertising, Inc. | Hollister | CA | 12/2019 | 12/2019 |
| Twentieth Century Fox Film Corp | Sausalito | CA | 08/2022 | 09/2022 |
| Universal Television, Llc | San Francisco | CA | 02/2024 | 05/2024 |
| Village Nb Productions Llc | San Francisco | CA | 05/2021 | 06/2021 |
| Waving Cat Productions | San Francisco | CA | 01/2022 | 01/2022 |
(1.) SAG-AFTRA San Francisco-Norther California - Labor Union; Member of the Board of Directors for; approx. 10 hours per month. Not investment related. Not during trading hours. (2.) Hunters Point Biomonitoring Foundation; Member of the Board of Directors; approx. 5 hours per month. Not investment related. Not during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-19 |
| S66 | Uniform Combined State Law Examination | 2007-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-05 |
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