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Durga Prasad Varshney

LPl Enterprise, LLC

Melville, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Howard Beach NY 10/1990 Present
Pruco Securities, Llc. Howard Beach NY 03/1991 11/2024
Lpl Enterprise, Llc Forest Hills NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-27
S63 Uniform Securities Agent State Law Examination 1990-11-14
  • S65 Uniform Investment Adviser Law Examination
    1997-05-27
  • S63 Uniform Securities Agent State Law Examination
    1990-11-14

View on SEC IAPD

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