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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| FL | RA | APPROVED | 1997-07-17 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sarasota | FL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Sarasota | FL | 03/2020 | Present |
Business Ownership; SBConti, Inc.; President; Tax Preparation; 6151 Lake Osprey Drive Suite 343, , Sarasota, FL, 34240; Not Investment-Related; 10/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-11 |
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