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Mary Elizabeth Johnson

Ubs Financial Services Inc.

Boston, MA

Thomaston, ME

South Hamilton, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-06-13
CA RA APPROVED 2023-07-05
  • ME RA
    APPROVED
    Since 2024-06-13
  • CA RA
    APPROVED
    Since 2023-07-05

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Thomaston, ME • United States

South Hamilton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Boston MA 02/2014 05/2017
First Republic Investment Management Inc Boston MA 05/2017 01/2023
Ubs Financial Services, Inc Boston MA 06/2023 Present
First Republic Investment Management Inc Boston MA 01/2023 06/2023
  • 02/2014 → 05/2017
    First Republic Securities Company, Llc
    Boston, MA
  • 05/2017 → 01/2023
    First Republic Investment Management Inc
    Boston, MA
  • 06/2023 → Present
    Ubs Financial Services, Inc
    Boston, MA
  • 01/2023 → 06/2023
    First Republic Investment Management Inc
    Boston, MA
Previous Registrations
  • 2017-08-01 → 2023-07-06
    J.P. Morgan Private Wealth Advisors Llc
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-01
S63 Uniform Securities Agent State Law Examination 2004-11-05
  • S65 Uniform Investment Adviser Law Examination
    2017-08-01
  • S63 Uniform Securities Agent State Law Examination
    2004-11-05
Other Names
  • Mary Elizabeth Pitman

View on SEC IAPD

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Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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