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Inactive

William Eugene Hazel

LPl Financial LLC

Lakewood Ranch, FL

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-19
TX RA APPROVED_RES 2024-11-18
  • FL RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED_RES
    Since 2024-11-18

Branch Locations

Lakewood Ranch, FL • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cedar Wealth Management, Llc Lakewood Ranch FL 01/2016 11/2024
Lpl Financial, Llc Lakewood Ranch FL 11/2024 Present
  • 01/2016 → 11/2024
    Cedar Wealth Management, Llc
    Lakewood Ranch, FL
  • 11/2024 → Present
    Lakewood Ranch, FL
Previous Registrations
Other Businesses

1- 10/2024 / Real Estate / Real Estate Rental / Investment Related / Miamisburg Ohio / Start date:10/05/2001

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-27
S65 Uniform Investment Adviser Law Examination 1994-03-29
  • S63 Uniform Securities Agent State Law Examination
    1994-04-27
  • S65 Uniform Investment Adviser Law Examination
    1994-03-29
Other Names
  • Bill Hazel
  • Bill Hazel

View on SEC IAPD

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