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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-09
TX RA APPROVED_RES 2009-10-05
  • MI RA
    APPROVED
    Since 2010-06-09
  • TX RA
    APPROVED_RES
    Since 2009-10-05

Branch Locations

333 Bridge St Nw Ste 205, Grand Rapids, MI 49504 • United States

Caledonia, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kalamazoo MI 10/2009 03/2020
Ameriprise Financial Services, Inc. Grand Rapids MI 10/2009 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Kalamazoo, MI
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Grand Rapids, MI
  • 03/2020 → Present
    Grand Rapids, MI
Previous Registrations
  • 2005-09-28 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Kalamazoo, MI
    Grand Rapids, MI
Other Businesses

Board of Directors; Johnson; William; Boardmember; 3501 Baldwin St, , Hudsonville, MI, 49426; Not Investment-Related; 06/01/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Daybreak Church; I will serve as an Associate Pastor. Primary duties are weekend and evening. I will help with discipleship of the staff and reviewing the staff structures, vision and mission. ; 3501 Baldwin Street, , Hudsonville, MI, 49426; Not Investment-Related; 05/05/2025; 1 to 9 during trading hours; 10 to 19 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-12
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S65 Uniform Investment Adviser Law Examination
    1999-10-12
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09
Designations

View on SEC IAPD

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