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Carol A Dinh Nhat Quy

Capitol Securities Management, Inc.

Reston, VA

Boston, MA

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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-07-22
  • VA RA
    APPROVED
    Since 2024-07-22

Branch Locations

12100 Sunset Hills Road Suite 100, Reston, VA 20190 • United States

111 State Street 3Rd Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Washington DC 08/2016 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 08/2017
Morgan Stanley Washington DC 08/2017 07/2024
Capitol Securities Management, Inc. Reston VA 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-07
S63 Uniform Securities Agent State Law Examination 1991-05-28
  • S66 Uniform Combined State Law Examination
    2007-08-07
  • S63 Uniform Securities Agent State Law Examination
    1991-05-28
Other Names
  • Carol Ann Dinh Nhat Quy
  • Carol Ann Dinh Nhat Quy

View on SEC IAPD

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Other Offices

MASON INVESTMENT ADVISORY SERVICES INC · RESTON, VA
STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA

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