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Nancy P Schultz

Raymond James & Associates, Inc.

Mount Laurel, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-21
  • NJ RA
    APPROVED
    Since 2025-08-21

Branch Locations

3000 Atrium Way Suite 420, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Philadelphia PA 09/2013 06/2025
Raymond James & Associates, Inc Mount Laurel NJ 08/2025 Present
Previous Registrations
  • 2013-10-02 → 2025-07-15
    Ubs Financial Services Inc.
    Philadelphia, PA
    Philadelphia, PA
    Mt. Laurel, NJ
    Deptford, NJ
  • 2009-06-01 → 2013-10-15
    Morgan Stanley
    Philadelphia, PA
    Greenville, DE
    Philadelphia, PA
    Greenville, DE
  • 2009-02-06 → 2009-06-01
    Morgan Stanley & Co. Llc
    Philadelphia, PA
  • 2008-04-17 → 2009-02-20
    Citigroup Global Markets Inc.
    Willow Grove, PA
    Philadelphia, PA
    Marlton, NJ
    New York, NY
    Marlton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-22
S63 Uniform Securities Agent State Law Examination 2000-09-12
  • S66 Uniform Combined State Law Examination
    2007-03-22
  • S63 Uniform Securities Agent State Law Examination
    2000-09-12
Other Names
  • Nancy Pauline Schultz
  • Nancy P Harper

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Mount Laurel, NJ
GENRISE WEALTH ADVISORS LLC · MT. LAUREL, NJ
ENCOMPASS MORE ASSET MANAGEMENT LLC · Mount Laurel, NJ
LPL FINANCIAL LLC · MT LAUREL, NJ
CREATIVEONE WEALTH, LLC · Mt. Laurel, NJ
GSG ADVISORS LLC · MOUNT LAUREL, NJ
VALIC FINANCIAL ADVISORS, INC. · MOUNT LAUREL, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MOUNT LAUREL, NJ

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