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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-12 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc | Owensboro | KY | 11/1999 | Present |
| Robert W. Baird & Co. Incorporated | Owensboro | KY | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-03-04 |
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