Eric Todd Dimino

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-16
TX	RA	APPROVED	2017-03-15

CA RA
APPROVED

Since 2017-03-16
TX RA
APPROVED

Since 2017-03-15

Branch Locations

Ramona, CA • United States

16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	San Diego	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	San Diego	CA	11/2016	03/2017
Stifel Nicolaus & Co Inc	Rancho Bernardo	CA	03/2017	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

San Diego, CA
11/2016 → 03/2017

Wells Fargo Clearing Services, Llc

San Diego, CA
03/2017 → Present

Stifel Nicolaus & Co Inc

Rancho Bernardo, CA

Previous Registrations

1999-04-23 → 2017-03-16

Wells Fargo Clearing Services, Llc

San Diego, CA

San Diego, CA

Other Businesses

1. Big Bear Mountain Resort; 880 Summit Blvd, Big Bear Lake, CA 92315; Ski Resort; Ski Instructor; Teach kids to ski; 01/18/2022; 20 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-19
S63	Uniform Securities Agent State Law Examination	1990-11-15

S65 Uniform Investment Adviser Law Examination

1999-10-19
S63 Uniform Securities Agent State Law Examination

1990-11-15

Designations

View on SEC IAPD