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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-11-21
TX RA APPROVED_RES 2023-06-29
VA RA APPROVED 2023-06-29
  • VT RA
    APPROVED
    Since 2024-11-21
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

410 Pine St Se Ste 300, Vienna, VA 22180 • United States

Chantilly, VA • United States

105 Wally's Point Road, South Hero, VT 05486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Bowman Gaskins Financial Group, Inc. Vienna VA 12/1999 Present
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 12/1999 → Present
    Bowman Gaskins Financial Group, Inc.
    Vienna, VA
Previous Registrations
  • 2003-08-01 → 2013-09-03
    Walnut Street Securities, Inc.
    Vienna, VA
    Rockville, MD
  • 1999-12-15 → 2003-08-01
    Nathan & Lewis Securities, Inc.
    Vienna, VA
Other Businesses

1. INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR BOWMAN GASKINS FINANCIAL GROUP BEGAN 12/1999,8HRS/WKDY,1HR/WKEND 2. NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 09/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: SECOND HOME, OCCASIONAL RENTAL ; 3. NAME OF OTHER BUSINESS: BOWMAN GASKINS FINANCIAL GROUP, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/1999; POSITION/TITLE/RELATIONSHIP: CO-OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-12
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S65 Uniform Investment Adviser Law Examination
    1994-04-12
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11
Other Names
  • Bob Gaskins

View on SEC IAPD

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