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Current Employers
The Wolter Group, Inc.

17294 Farmington Road, Livonia, MI 48152 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-08-01
  • MI RA
    APPROVED
    Since 2018-08-01

Branch Locations

17294 Farmington Road, Livonia, MI 48152 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Flint MI 09/2014 Present
Advanced Financial Planning D/B/A The Cadez Group, Ltd Brownstown MI 11/2010 Present
The Wolter Group, Inc Livonia MI 06/2018 Present
  • 09/2014 → Present
    Stonex Securities Inc.
    Flint, MI
  • 11/2010 → Present
    Advanced Financial Planning D/B/A The Cadez Group, Ltd
    Brownstown, MI
  • 06/2018 → Present
    Livonia, MI
Previous Registrations
  • 2010-11-01 → 2019-12-31
    Advanced Financial Planning, Inc.
    Brownstown, MI
Other Businesses

1)SUBURBAN HOCKEY SCHOOLS, 23800 FREEWAY DR., FARMINGTON HILLS, MI 48335: CORPORATION, NATURE OF BUS: HOCKEY SCHOOLS, TITLE: INSTRUCTOR, DUTIES: TEACH HOCKEY SKILLS, TIME SPENT: 7%, COMPENSATION: HOURLY WAGE, 2) INSURANCE AGENT NATURE OF BUSINESS: LIFE INSURANCE AND LONG TERM CARE DUTIS: SELL INSURANCE AND LTC APPROX TIME SPENT: LESS THAN 4 HOURS DURING MARKET HOURS COMPENSATION: COMMISSIONS 3) SA Stone Wealth Management, Inc Nature of Business: Broker-Dealer TITLE: Registered Representative DUTIES: Investment/Securities Sales TIME SPENT:20% COMPENSATION: COMMISSIONS 4) The Wolter Group Inc. 17294 Farmington Road Livonia, MI 48152 Nature of Business: We are an RIA registered with the State of Michigan. We provide financial planning and investment advisory services. We use Stone Wealth Management to custody the assets held at Stone. Investment Related: Yes Title: President/CCO/CEO Start Date: 01/01/2018 Duties: I am the President/CCO/CEO of The Wolter Group, Inc. I am responsible for management of clients assets, maintaining client relationships, human resource functions and all compliance functions of the RIA. Hours Devoted to Business: Time is equally spent among RIA duties and RR duties (40+ hours) Hours Devoted to Business during Market Hours: Time is equally spent among RIA duties and RR duties (40+ hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-22
S63 Uniform Securities Agent State Law Examination 1991-03-08
  • S65 Uniform Investment Adviser Law Examination
    2010-10-22
  • S63 Uniform Securities Agent State Law Examination
    1991-03-08

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