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17294 Farmington Road, Livonia, MI 48152 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-08-01 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc. | Flint | MI | 09/2014 | Present |
| Advanced Financial Planning D/B/A The Cadez Group, Ltd | Brownstown | MI | 11/2010 | Present |
| The Wolter Group, Inc | Livonia | MI | 06/2018 | Present |
1)SUBURBAN HOCKEY SCHOOLS, 23800 FREEWAY DR., FARMINGTON HILLS, MI 48335: CORPORATION, NATURE OF BUS: HOCKEY SCHOOLS, TITLE: INSTRUCTOR, DUTIES: TEACH HOCKEY SKILLS, TIME SPENT: 7%, COMPENSATION: HOURLY WAGE, 2) INSURANCE AGENT NATURE OF BUSINESS: LIFE INSURANCE AND LONG TERM CARE DUTIS: SELL INSURANCE AND LTC APPROX TIME SPENT: LESS THAN 4 HOURS DURING MARKET HOURS COMPENSATION: COMMISSIONS 3) SA Stone Wealth Management, Inc Nature of Business: Broker-Dealer TITLE: Registered Representative DUTIES: Investment/Securities Sales TIME SPENT:20% COMPENSATION: COMMISSIONS 4) The Wolter Group Inc. 17294 Farmington Road Livonia, MI 48152 Nature of Business: We are an RIA registered with the State of Michigan. We provide financial planning and investment advisory services. We use Stone Wealth Management to custody the assets held at Stone. Investment Related: Yes Title: President/CCO/CEO Start Date: 01/01/2018 Duties: I am the President/CCO/CEO of The Wolter Group, Inc. I am responsible for management of clients assets, maintaining client relationships, human resource functions and all compliance functions of the RIA. Hours Devoted to Business: Time is equally spent among RIA duties and RR duties (40+ hours) Hours Devoted to Business during Market Hours: Time is equally spent among RIA duties and RR duties (40+ hours)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-08 |
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