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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED_RES | 2015-12-04 |
Branch Locations
One North Wacker Suite 3400, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | Present |
1. PROJECT TORCH; 803 SPRING CREEK CIRCLE NAPERVILL, IL 60565; NOT INVESTMENT RELATED; NOT FOR PROFIT; PRESIDENT; AFFILIATION BEGIN DATE 01/02/12;AFFILIATION END DATE NO END DATE; 2 HOURS PER MONTH DURING BUSINESS HOURS; 2 HOURS AFTER BUSINESS HOURS PER MONTH 2. YBS; 315 Cumnor Kenilworth IL 60043; Partnership to invest in Audax; 1/3 Partner; Invest; affiliation started 11/30/2012; 1 hour per year; not during securities trading hours; not investment-related. 3. Frank and Jan Scherr Family Foundation; 132117th Ave West Mobridge SD 57601; Host a charity golf tournament; President and Director; 10/06/2023; 1.00hr/week; not during securities trading hours; not investment-related. 4. Mobridge Rodeo Association; 1100 East Grand Crossing Mobridge, SD 57601; Not-for-profit host of a community PRCA rodeo; Director; Assist with the hosting of the rodeo; 01/01/2026; 1hr/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-18 |
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