John Garvey Sanford

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-11-16
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED	2009-06-01

AZ RA
APPROVED

Since 2023-11-16
CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED

Since 2009-06-01

Branch Locations

Flagstaff, AZ • United States

16155 North 83Rd Avenue Suite 100, Peoria, AZ 85382 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Peoria	AZ	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Peoria, AZ
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-11-13 → 2009-06-01

Morgan Stanley & Co. Llc

Surprise, AZ
2002-10-28 → 2005-02-28

Morgan Stanley Dw Inc.

Surprise, AZ

Surprise, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-01
S63	Uniform Securities Agent State Law Examination	1990-11-19

S65 Uniform Investment Adviser Law Examination

2007-11-01
S63 Uniform Securities Agent State Law Examination

1990-11-19

Other Names

Jake Sanford

View on SEC IAPD