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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-10
  • TX RA
    APPROVED
    Since 2013-06-10

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Llano, TX • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Austin TX 11/2013 Present
Previous Registrations
Other Businesses

1) SOUTH TEXAS OUTFITTERS; NOT INVESTMENT RELATED; SAN ANTONIO, TX; FABRICATION; CO-OWNER; START DATE 1999; 0 HRS PER MONTH; DUTIES - NONE. - PENINSULA OWNERS ASSOCIATION INC.; NOT INVESTMENT RELATED; TELLURIDE, CO; HOMEOWNER'S ASSOCIATION; MEMBER OF THE BOARD OF DIRECTORS / SECRETARY; START DATE = 03/01/2005; ONE HOUR DEVOTED PER MONTH DURING TRADING HOURS; DUTIES INVOLVE OVERSIGHT OF THE ACTIVITIES OF THE MEMBERSHIP IN KEEPING WITH THE RULES AND POLICIES OF THE ASSOCIATION. 2)The Nature Conservancy - Texas Chapter / 318 Congress Avenue Austin,Texas 78701 / Other/ Charities, Cultural, Educational & Political Organisations / Conservation / Member of Board of Directors / / Attend four Board Meetings a year in Texas / Start Date12/5/15 Conservation organization / Attend Board meetings 3)Dell Children's Medical Center Foundation / 4900 Mueller Blvd Austin,Texas USA 78723 / Other/ Charities, Cultural, Educational & Political Organisations / Fundraising for Dell Children's Medical Center / Member of Board of Directors / / Attend Board meetings and fundraise for the children's hospital / Start Date 5/10/99 Charitable / Attend Board meetings 4)Colorado River Alliance / P.O. Box 50029 Austin,TX 78763 / Other/ Charities, Cultural, Educational & Political Organisations / Advisroy Board Member / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Fundraising / Start Date 2/4/14 Non-Profit/Charitable / 5)Austin Community Foundation - Renfert Committee / 4315 Guadalupe Street Suite 300 Austin,Texas 78751 / Foundation/ Charities, Cultural, Educational & Political Organisations / Charitable grants / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Review requests and approve grants to non-profits / Start Date 6/2/03 / 6) Straight Fork Creek Ranch L.C. / 2300 Quarry Road Austin,Texas 78703 / Partnership/ Agriculture & Livestock / Farming and Ranching / Partner / / Limited liability company Member Manager for this family owned farm and ranch. / Start Date 03/25/1992 / 7) Robertson/Straight Fork Creek Ranch, Ltd. / 2300 Quarry Road Austin,Texas 78703 / Partnership/ Agriculture & Livestock / Farming and Ranching / Partner / / I am the Managing Partner of this 100% family owned farm. / Start Date 12/31/1999 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-05
  • S66 Uniform Combined State Law Examination
    2000-04-05
Other Names
  • Pat H Robertson

View on SEC IAPD

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