Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-10-25
  • VA RA
    APPROVED
    Since 2006-10-25

Branch Locations

1671 Emancipation Highway Suite 101, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Fredericksburg VA 10/2006 Present
Previous Registrations
  • 2006-02-21 → 2006-10-30
    Fredericksburg, VA
    New York, NY
    Fredericksburg, VA
  • 2000-06-06 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Fredricksburg, VA
Other Businesses

(1)Name of Business: Airlee Development Address: 1 Collins Dr, Fredericksburg, VA, 22408, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: No Start Date: 06/30/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: CoCo Investments Address: 1 Collins Drive , Fredericksburg, VA, 22408, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: No Start Date: 10/16/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Colonial Beach Economic Development Committee Address: Colonial Beach Va. Chamber of Commerce Building., Colonial Beach, VA, 22443, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other, Committee Member Investment Related: Yes Start Date: 12/18/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be one of 7 committee members working towards revitalization of my hometown. It is an advisory role only. (4)Name of Business: James Monroe Birthplace II, LLC Address: 1 Collins Drive, Fredericksburg, VA, 22408, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Officer - Vice President, Other, Partner Investment Related: No Start Date: 10/16/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I issue 3 checks per year to the CPA, SCC and Westmoreland County Va. for real estate taxes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-12
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S65 Uniform Investment Adviser Law Examination
    1993-11-12
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11
Other Names
  • Doug Cooper

View on SEC IAPD

More in Fredericksburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor