Michael Bishop Jones

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2010-03-22
TX	RA	APPROVED_RES	2010-03-10

NC RA
APPROVED

Since 2010-03-22
TX RA
APPROVED_RES

Since 2010-03-10

Branch Locations

Charlotte, NC • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Charlotte	NC	02/2010	Present
Bank Of America,Na	Charlotte	NC	09/2010	Present

02/2010 → Present

Merrill Lynch

Charlotte, NC
09/2010 → Present

Bank Of America,Na

Charlotte, NC

Previous Registrations

2005-11-18 → 2010-03-04

Rbc Capital Markets, Llc

Charlotte, NC
2001-12-31 → 2005-11-29

Legg Mason Wood Walker, Incorporated

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-03-16
S63	Uniform Securities Agent State Law Examination	1991-05-31

S65 Uniform Investment Adviser Law Examination

1993-03-16
S63 Uniform Securities Agent State Law Examination

1991-05-31

Other Names

Mike Jones
Michael B Jones

View on SEC IAPD

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