Diane N Bark

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2001-06-27

MD RA
APPROVED

Since 2001-06-27

Branch Locations

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco Private Ledger Corp)	Baltimore	MD	06/2001	Present

06/2001 → Present

Lpl Financial Llc (Formerly: Linsco Private Ledger Corp)

Baltimore, MD

Other Businesses

(1) 06/08/2001 * Non-Variable Insurance DBA * DNB Financial Services * INV REL * AT REPORTED BUSINESS LOCATION(S) (2) 04/18/2016 * Real Estate Rental * NOT INV REL * 2901 Fallstaff Road #404 Baltimore MD 21209 - rental of condo. * START 01/01/2013 * 1 HRS/MO (3) 6/6/2018 - DNB Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/01/2001 - 120 Hour(s) Per Month/100 Hour(s) During Trading. (4) 11/13/2023 - St. Joseph's Hospital - Non-Profit Board Member - Not investment Related - 7601 Osler Dr, Towson, MD 21204 - Start Date 10/10/2023 - 2 Hours Per Month/ 0 Hours During Trading (5) 06/13/2024 - Forward Visions - Outside/W-2 Employment - Personal Support Person - Not Investment Related - 120 Cockeysville Rd, Cockeysville, MD 21030 - Start Date 06/01/2024 - 20 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-18
S63	Uniform Securities Agent State Law Examination	1990-10-30

S65 Uniform Investment Adviser Law Examination

1994-10-18
S63 Uniform Securities Agent State Law Examination

1990-10-30

Other Names

Diane Nussbaum

View on SEC IAPD