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Teri Deanne Moomaw

Robert W. Baird & Co. Incorporated

Lake Oswego, OR

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2014-11-07
  • OR RA
    APPROVED
    Since 2014-11-07

Branch Locations

5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Portland OR 11/2014 Present
Previous Registrations
  • 2011-05-17 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-16
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S65 Uniform Investment Adviser Law Examination
    2011-05-16
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24
Other Names
  • Teri D Moomaw

View on SEC IAPD

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