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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-22 |
| NC | RA | APPROVED | 2021-05-23 |
| TX | RA | APPROVED_RES | 2021-04-23 |
Branch Locations
Jacksonville, FL • United States
700 Spring Forest Rd. Suite 230, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Raleigh | NC | 07/2008 | 04/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) PARTNERS FINANCIAL NETWORK, 700 Spring Forest Rd, Suite 230, Raleigh NC 27609, United States, 02/07/2007, Owner, Insurance/Benefits/Human Resources, NIR, 80 HR/MO - 16 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/23/21 3) SHEA REV, 1301 Thaney Ct, Wake Forest NC 27587, United States, 10/01/2021, Owner, Real Estate, NIR, 5 HR/MO - 1 HR/MO TRADING 4) GRIFFIN DISTRIBUTION PARTNERS, 700 Spring Forest Rd, Suite 230, Raleigh NC 27609, United States, 11/11/2022, Owner, Insurance/Benefits/Human Resources, NIR, 30 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-13 |
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