Howard Paul Smith

Current Employers

Changing Parameters, Llc

201 Main Street Suite 150, Los Altos, CA 94022 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2004-12-13

CA RA
APPROVED

Since 2004-12-13

Branch Locations

Los Altos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Changing Parameters, Llc	Los Altos	CA	07/2004	Present
Changing Parameters Fund	Los Altos	CA	09/2006	Present
Ceros Financial Services, Inc.	Rockville	MD	08/2009	Present
Changing Parameters Portfolio	Los Altos	CA	10/2007	Present

07/2004 → Present

Changing Parameters, Llc

Los Altos, CA
09/2006 → Present

Changing Parameters Fund

Los Altos, CA
08/2009 → Present

Ceros Financial Services, Inc.

Rockville, MD
10/2007 → Present

Changing Parameters Portfolio

Los Altos, CA

Previous Registrations

1992-02-14 → 2013-03-26

Value Monitoring, Inc

Menlo Park, CA

Other Businesses

CHANGING PARAMETERS LLC, CHANGING PARAMETERS MUTUAL FUND, CHANGING PARAMETERS TRUST PORTFOLIO -INVESTMENT RELATED-START 05/2007-ADVISOR TO THE FUND AND PORTFOLIO-160 HRS PER MONTH-100 HRS DURING TRADING; _____________________________________________ INNW FUND, MENLO PARK, CA; Activity Start Date 01/01/1994; 171 MAIN STREET, SUITE 260, LOS ALTOS CA 94022; NOT INVESTMENT RELATED; DIRECTOR OF 501(C)(3); 1 HR PER MONTH; 0 HOURS DURING TRADING; NOT COMPENSATED;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-01-08

S63 Uniform Securities Agent State Law Examination

1992-01-08

Other Names

Howard P Smith

View on SEC IAPD