Kent James Shuster

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2000-08-30

CA RA
APPROVED

Since 2000-08-30

Branch Locations

Dana Point, CA • United States

2050 Main Street Suite 520, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. Outside fixed business. 2. Ashar Group, LLC, Life Settlement Broker 3. Shuster Financial Strategies, Inc. 34031 El Encanto Avenue Dana Point, CA 92619, fixed Insurance business. 4. Coach Girls Beach Volleyball at Capistrano Valley High School; 26301 Via Escolar, Mission Viejo, CA 92692; not investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-12
S63	Uniform Securities Agent State Law Examination	1990-10-18

S65 Uniform Investment Adviser Law Examination

2000-04-12
S63 Uniform Securities Agent State Law Examination

1990-10-18