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Deana King

Cetera Investment Advisers LLC

Pittsford, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-14
  • NY RA
    APPROVED
    Since 2021-09-14

Branch Locations

1150 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Cheektowaga NY 07/2006 07/2021
The Canandaigua National Bank And Trust Co Pittsford NY 08/2021 Present
Cetera Investment Services Llc St Cloud MN 08/2021 Present
Cetera Investment Advisors Llc Pittsford NY 08/2021 Present
  • 07/2006 → 07/2021
    M&T Securities, Inc.
    Cheektowaga, NY
  • 08/2021 → Present
    The Canandaigua National Bank And Trust Co
    Pittsford, NY
  • 08/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2021 → Present
    Cetera Investment Advisors Llc
    Pittsford, NY
Previous Registrations
  • 2004-12-16 → 2006-07-03
    Citicorp Investment Services
    Rochester, NY
Other Businesses

1. COMPLIANCE OFFICER AND REFERRER FOR CANANDAIGUA NATIONAL BANK & TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-15
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S66 Uniform Combined State Law Examination
    2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31
Other Names
  • Deana M Constable
  • Deanna King

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARMBRUSTER CAPITAL MANAGEMENT, INC.
KICKSTAND WEALTH ADVISORS
MARK ANDREW PAGANELLI
MORGAN STANLEY
CHARLES SCHWAB & CO., INC.
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.

Other Investors

Christopher M Leone
Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY

More in Pittsford, NY

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