Martin Sam Wasser

Current Employers

Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-15
UT	RA	APPROVED	2023-09-05

CA RA
APPROVED

Since 2024-02-15
UT RA
APPROVED

Since 2023-09-05

Branch Locations

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wasser Insurance & Finanical Services	Agoura Hills	CA	01/1991	Present
American Financial Network Advisory Services Llc	Calabasas	CA	09/2014	06/2018
United Planners' Financial Services Of America A Limited Partner	Scottsdale	AZ	09/2014	10/2017
Dfpg Investments, Inc.	Sandy	UT	10/2017	Present

01/1991 → Present

Wasser Insurance & Finanical Services

Agoura Hills, CA
09/2014 → 06/2018

American Financial Network Advisory Services Llc

Calabasas, CA
09/2014 → 10/2017

United Planners' Financial Services Of America A Limited Partner

Scottsdale, AZ
10/2017 → Present

Dfpg Investments, Inc.

Sandy, UT

Previous Registrations

2014-09-25 → 2018-06-25

American Financial Network Advisory Services, Llc

Los Angeles, CA
2010-06-30 → 2014-09-23

Securities America Advisors, Inc.

Calabasas, CA
2009-12-11 → 2010-04-29

Afa Advisor Services Llc

Agoura Hills, CA

Calabasas, CA

Other Businesses

1. Wasser Financial Services; Non-Investment Related; Agoura Hills, CA; Wealth Management; Owner; 6/1986; 75% during business hours; Business consists of the following: Licensed California CPA (CPA/ tax preparation/ accounting/ bookkeeping services), Licensed California Insurance Broker (provides non-variable services and products), Licensed Mortgage Loan Officer (MLO) (Arrange residential and commercial financing secured by real property; Licensed California Real Estate Broker (Provide usual and customary real estate brokerage services for clients who are buying or selling real estate properties)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-13
S63	Uniform Securities Agent State Law Examination	1994-06-14

S66 Uniform Combined State Law Examination

2009-11-13
S63 Uniform Securities Agent State Law Examination

1994-06-14

View on SEC IAPD