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Current Employers
Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-05
TX RA APPROVED 2024-09-05
  • CA RA
    APPROVED
    Since 2024-09-05
  • TX RA
    APPROVED
    Since 2024-09-05

Branch Locations

2829 Townsgate Rd., Suite 100, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 01/2012 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 01/2021
Financial Engines Advisors L.L.C. Santa Clara CA 01/2021 10/2024
Stratos Wealth Advisors, Llc Westlake Village CA 09/2024 Present
  • 01/2012 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 01/2021
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 01/2021 → 10/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 09/2024 → Present
    Westlake Village, CA
Previous Registrations
  • 2018-11-01 → 2024-10-04
    Woodland Hills, CA
    Woodland Hills, CA
  • 2012-01-11 → 2018-11-01
    Edelman Financial Services, Llc
    Fairfax, VA
    Century City, CA
    Century City, CA
    Woodland Hills, CA
  • 2008-04-30 → 2012-01-09
    Securities America Advisors, Inc.
    Malibu, CA
    Malibu, CA
  • 2008-03-17 → 2008-04-21
    Raymond James Financial Services, Inc.
    Newbury Park, CA
Other Businesses

07/14/2025 - A. Carmi Financial, Inc. (DBA for Stratos Business) - Address: 2829 Townsgate Rd. Suite 100 Westlake Village, CA 91361 - Position: Principal - Number of hours/devoted during business hours: 160 - Description: Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-11
S63 Uniform Securities Agent State Law Examination 1990-10-18
  • S66 Uniform Combined State Law Examination
    2008-03-11
  • S63 Uniform Securities Agent State Law Examination
    1990-10-18
Designations
Other Names
  • Aura Lewanna Stern
  • Aura Stern

View on SEC IAPD

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