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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-26
  • MI RA
    APPROVED
    Since 2026-01-26

Branch Locations

101 West Big Beaver Road 14Th Floor, Troy, MI 48084 • United States

4660 S. Hagadorn Road Suite 130, East Lansing, MI 48823 • United States

Rochester, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Troy MI 01/1999 09/2022
Unemployed Rochester MI 10/2022 06/2023
Ameriprise Financial Services, Llc. Bloomfield Hills MI 06/2023 01/2026
Tiaa Royal Oaks MI 01/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Royal Oaks MI 01/2026 Present
Variable Annuity Life Insurance Company Troy MI 03/1991 09/2022
Previous Registrations
  • 2023-06-14 → 2026-01-12
    Bloomfield Hills, MI
    Rochester, MI
  • 2005-06-21 → 2022-10-14
    Detroit, MI
    Novi, MI
    Grand Rapids, MI
    Taylor, MI
    Wayne, MI
    Detroit, MI
    Dearborn, MI
    Trenton, MI
    Dearborn, MI
    Jackson, MI
    Grosse Pointe, MI
    Grosse Pointe Farms, MI
    Birmingham, MI
    Marquette, MI
    Dearborn, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-10
S63 Uniform Securities Agent State Law Examination 1998-12-23
  • S66 Uniform Combined State Law Examination
    2010-02-10
  • S63 Uniform Securities Agent State Law Examination
    1998-12-23
Other Names
  • Steve Warner

View on SEC IAPD

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