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Mark William Kroll

Harbour Investments, Inc.

Lacrosse, WI

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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-07-01
  • WI RA
    APPROVED
    Since 2005-07-01

Branch Locations

210 7Th Street South Suite 2, Lacrosse, WI 54601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments Inc Madison WI 07/2005 Present
Self Proprietor Lacrosse WI 07/2005 Present
Block & Kroll Financial Lacrosse WI 07/2005 Present
  • 07/2005 → Present
    Harbour Investments Inc
    Madison, WI
  • 07/2005 → Present
    Self Proprietor
    Lacrosse, WI
  • 07/2005 → Present
    Block & Kroll Financial
    Lacrosse, WI
Other Businesses

1) INDEPENDENT INSURANCE AGENT INCLUDING EQUITY INDEXED ANNUITIES 2) BLOCK & KROLL FINANCIAL - DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-18
S63 Uniform Securities Agent State Law Examination 1990-10-10
  • S65 Uniform Investment Adviser Law Examination
    2005-06-18
  • S63 Uniform Securities Agent State Law Examination
    1990-10-10

View on SEC IAPD

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