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Joel Malone Funderburk

Wedbush Securities Inc.

Jupiter, FL

Greensboro, NC

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14

Branch Locations

110 Front Street, Suite 311, Jupiter, FL 33477 • United States

717 Green Valley Rd, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New Orleans LA 12/1996 02/2023
Wedbush Securities Inc Greensboro NC 06/2024 Present
Unemployed Greensboro NC 03/2023 05/2024
Previous Registrations
  • 2001-12-31 → 2023-03-22
    Ubs Financial Services Inc.
    Jackson, MS
    Memphis, TN
    Nashville, TN
    Little Rock, AR
    Baton Rouge, LA
    Lafayette, LA
    Lafayette, LA
    Franklin, TN
    New Orleans, LA
    Weehawken, NJ
    New Orleans, LA
    Huntsville, AL
    Birmingham, AL
    Birmingham, AL
    Montgomery, AL
    Chapel Hill, NC
    Raleigh, NC
    Birmingham, AL
    Atlanta, GA
    Atlanta, GA
Other Businesses

SURFSIDE LLC; INVESTMENT RELATED; OAK ISLAND, NC PROPERTY; PARTNER; START: 07/22/2021; NO HOURS DEVOTED; DUTIES: JOINT OWNERSHIP OF REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-08
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S65 Uniform Investment Adviser Law Examination
    2016-02-08
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09
Other Names
  • Joel M (Jr) Funderburk
  • Joel Malone Funderburk
  • Joel Malone Funderburk Jr.

View on SEC IAPD

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