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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2011-12-07 |
Branch Locations
Mount Pleasant, SC • United States
2918 Professional Pkwy., Augusta, GA 30907 • United States
Beech Island, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Augusta | GA | 08/1996 | Present |
| New Windsor, Llc | Augusta | GA | 04/1998 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2011 | Present |
1)NEW WINDSOR LLC, 2918 PROFESSIONAL PKWY, AUGUSTA, GA, 4/1998 AS PRESIDENT OF LLC THAT PROVIDES ADMINISTRATIVE SERVICES TO NEW WINDSOR CAPITAL MANAGEMENT INC. NIR - 40/WK - 40/TRADING. 2)NEW WINDSOR CAPITAL MANAGEMENT INC, 2918 PROFESSIONAL PKWY, AUGUSTA, GA, 3/1994 AS PRESIDENT OF BUSINESS ENTITY. NIR - 1/MO - 1/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/15/96 4) NORMANDIE HOMEOWNERS ASSOCIATION, INC. 2904 Lake Forest Drive, Augusta GA 30909, 03/2025, PRESIDENT, ADMIN, NIR, 2 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-28 |
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