Rodney Wayne Goben

Current Employers

Avior Wealth Management, Llc

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2022-03-11
NE	RA	APPROVED	2012-03-08
TX	RA	APPROVED	2012-03-06

IA RA
APPROVED

Since 2022-03-11
NE RA
APPROVED

Since 2012-03-08
TX RA
APPROVED

Since 2012-03-06

Branch Locations

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nelson Vandenburg & Campbell	Omaha	NE	03/2012	09/2021
Avior Wealth Management, Llc	Omaha	NE	09/2021	Present

03/2012 → 09/2021

Nelson Vandenburg & Campbell

Omaha, NE
09/2021 → Present

Avior Wealth Management, Llc

Omaha, NE

Previous Registrations

2002-08-12 → 2002-12-31

Spc

Omaha, NE

Other Businesses

(1) CORNHUSKER CHRISTIAN FOUNDATION. BOARD MEMBER, NO FINANCIAL RESPONSIBILITY. 4/6/2011. BOARD VOTED TO DISSOLVE FOUNDATION IN NOVEMBER 2011. ALL PROCEEDS BEING DISPERSED TO FOUR CHARITIES BY JUNE 2012 AND THE FOUNDATION WILL NO LONGER EXIST. (2) MEMBER OF THE YORK COLLEGE ADVISORY COUNCIL TO THE PRESIDENT; THIS IS AN ADVISORY FORUM WITH NO POLICY OF FINANCIAL IMPLEMENTATION. (3) NELSON VANDENBURG & CAMPBELL; INVESTMENT RELATED; 14301 FNB PARKWAY, SUITE 110, OMAHA, NE 68134; RIA; 2/1/2012; 80 HRS/MONTH; 80 HRS/MONTH DURING SECURITIES HRS; SERVING IN AN ADVISORY ROLE TO CLIENTS IN REGARD TO INVESTMENT RELATED PLANNING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-03-02
S63	Uniform Securities Agent State Law Examination	1990-09-26

S65 Uniform Investment Adviser Law Examination

2012-03-02
S63 Uniform Securities Agent State Law Examination

1990-09-26

Other Names

Rod Goben

View on SEC IAPD