Christopher Earl Wasson

Current Employers

Employment History

• 04/2016 → Present
  Kestra Financial Services, Inc.
  Towson, MD
• 04/2016 → Present
  Kestra Advisory Services
  Towson, MD

Other Businesses

Name: CAC Equity Management Investment Related: No Address: 38 Springhill Farm Ct Cockeysville MD 21030 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 9/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintain property Name: Mosaic Asset Partners, LLC Investment Related: Yes Address: 1777 Reisterstown Road Suite 280 Baltimore MD 21208 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 7/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Owner / Advisor Name: Wasson Bay Area Insurance Investment Related: No Address: 9067 Belcher Road Pinellas Park FL 33782 Nature of Business: Insurance Position, Title or Relationship: Other,Officer/Director Start Date: 4/23/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: limited Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: LifeBridge Health / Sinai Hospital Investment Related: No Address: 2401 W. Belvedere Ave Baltimore MD 21215 Nature of Business: Board Position, Title or Relationship: Board Member Start Date: 9/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meetings several times a year Name: Thundara Property Investment Related: Yes Address: 9550 Merrimoor Blvd Seminole FL 33777 Nature of Business: Real Estate Position, Title or Relationship: Co-owner with brother Start Date: 1/15/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: routine maintenance on property as needed. Name: ARCW/LEAVITT INSURANCE POSITION: Other,Officer/Director NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 04/23/2014 ADDRESS: 9067 Belcher Road, Pinellas Park FL 33782, United States DESCRIPTION: limited

Exams

• S66 Uniform Combined State Law Examination
  2014-06-03
• S63 Uniform Securities Agent State Law Examination
  1999-01-30

Designations