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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-03 |
| MA | RA | APPROVED | 2026-07-02 |
| OH | RA | APPROVED | 2026-02-04 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Marshfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Braver Wealth Management | Needham | MA | 03/2015 | 01/2017 |
| Adviser Investments, Llc | Newton | MA | 02/2017 | 07/2017 |
| Lake Street Advisors Group, Llc | Portsmouth | NH | 09/2017 | 05/2024 |
| Gries Financial Partners | Cleveland | OH | 05/2024 | 01/2026 |
| The 4100 Group | Lansing | MI | 12/2024 | 01/2026 |
| Arax Advisory Partners, Llc | Denver | CO | 02/2026 | Present |
| Bull Harbor Capital | Bethesda | MD | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-25 |
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