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Tracy Lee St. John

Financial Avenues

Kansas City, MO

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Current Employers
Financial Avenues

Kansas City, MO • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-12-01
KS RA APPROVED 2011-01-24
MO RA APPROVED 2010-07-30
  • NE RA
    APPROVED
    Since 2022-12-01
  • KS RA
    APPROVED
    Since 2011-01-24
  • MO RA
    APPROVED
    Since 2010-07-30

Branch Locations

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Avenues Kansas City MO 02/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-20
S63 Uniform Securities Agent State Law Examination 1998-10-24
  • S65 Uniform Investment Adviser Law Examination
    2004-05-20
  • S63 Uniform Securities Agent State Law Examination
    1998-10-24
Other Names
  • Tracy Lee Fulton
  • Tracy Lee Huff
  • Tracy Lee Huff

View on SEC IAPD

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