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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-21 |
Branch Locations
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sun City | AZ | 06/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2020 | Present |
Board of Directors; Breast Cancer Research & Assistance Fund; Vice President; 21208 N 52nd AveGlendale, Az 85308, ,; ; 03/15/2007; 1 to 9 hours per month; . Outside Employment; Cancer Aid and Research Fund; Secretary - Filing paperwork, typing forms and answering phones; ; 21208 N 52nd Ave, , Glendale, AZ, 85308; Not Investment-Related; 05/03/2022; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-29 |
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