Charles Leon Fuller

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-07-29
TX	RA	APPROVED_RES	2026-02-25

MD RA
APPROVED

Since 2026-07-29
TX RA
APPROVED_RES

Since 2026-02-25

Branch Locations

10100 Baltimore National Pike, Ellicott City, MD 21042 • United States

9125 Baltimore National Pike, Ellicott City, MD 21042 • United States

6015 Daybreak Circle, Clarksville, MD 21029 • United States

Catonsville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc.	Catonsville	MD	07/2005	06/2018
Suntrust Advisory Services, Inc.	Catonsville	MD	08/2016	06/2018
Raymond James Financial Services, Inc.	Catonsville	MD	07/2018	10/2018
Raymond James Financial Services Advisors, Inc.	Catonsville	MD	07/2018	10/2018
Uber	Baltimore	MD	07/2016	Present
Lpl Financial Llc	Catonsville	MD	10/2018	01/2019
Lpl Financial Llc	Clarksville	MD	06/2021	Present
Lpl Financial Llc	Clarksville	MD	06/2021	Present

07/2005 → 06/2018

Suntrust Investment Services, Inc.

Catonsville, MD
08/2016 → 06/2018

Suntrust Advisory Services, Inc.

Catonsville, MD
07/2018 → 10/2018

Raymond James Financial Services, Inc.

Catonsville, MD
07/2018 → 10/2018

Raymond James Financial Services Advisors, Inc.

Catonsville, MD
07/2016 → Present

Uber

Baltimore, MD
10/2018 → 01/2019

Lpl Financial Llc

Catonsville, MD
06/2021 → Present

Lpl Financial Llc

Clarksville, MD
06/2021 → Present

Lpl Financial Llc

Clarksville, MD

Previous Registrations

2019-04-23 → 2021-06-09

M&T Securities, Inc.

Ellicott City, MD

Ellicott City, MD

Clarksville, MD

Annapolis, MD

Baltimore, MD
2018-10-30 → 2019-02-11

Lpl Financial Llc

Catonsville, MD

San Diego, CA

Catonsville, MD
2018-07-11 → 2018-11-01

Raymond James Financial Services Advisors, Inc

Catonsville, MD
2016-08-18 → 2018-07-05

Truist Advisory Services, Inc.

Baltimore, MD

Catonsville, MD

Ellicott City, MD

Ellicott City, MD

Columbia, MD
2006-10-05 → 2016-12-31

Truist Investment Services, Inc.

Dundalk, MD

Catonsville, MD

Baltimore, MD

Baltimore, MD

Ellicott City, MD

Ellicott City, MD

Columbia, MD

Ellicott City, MD

Other Businesses

Uber 09/2016 ----------------Lyft -2/ 2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-30

S66 Uniform Combined State Law Examination

2006-09-30

Other Names

Charles Fuller
Chuck Fuller
Charles Leon Fuller

View on SEC IAPD