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Lori A Hoefler

Morgan Stanley

Dublin, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-20
TX RA APPROVED 2025-10-17
  • OH RA
    APPROVED
    Since 2025-10-20
  • TX RA
    APPROVED
    Since 2025-10-17

Branch Locations

545 Metro Place South Suite 300, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Dublin OH 06/2009 02/2021
Morgan Stanley Smith Barney Llc Columbus OH 10/2021 01/2024
Unemployed Dublin OH 02/2021 10/2021
Morgan Stanley Smith Barney Llc Dublin OH 01/2024 Present
  • 06/2009 → 02/2021
    Morgan Stanley Smith Barney Llc
    Dublin, OH
  • 10/2021 → 01/2024
    Morgan Stanley Smith Barney Llc
    Columbus, OH
  • 02/2021 → 10/2021
    Unemployed
    Dublin, OH
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Dublin, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
S63 Uniform Securities Agent State Law Examination 1990-09-24
  • S66 Uniform Combined State Law Examination
    2025-10-17
  • S63 Uniform Securities Agent State Law Examination
    1990-09-24
Other Names
  • Lori Ann Helwagen
  • Lori Ann Hoefler

View on SEC IAPD

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JESSICA ANNE Hultberg
Timothy Joseph Burkett
Abigail Rose
ANDREW PAUL KEELER
MARK D BEAVER

Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH
GOLDEN RESERVE RETIREMENT, LLC · Dublin, OH

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