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Mark Christopher Raffa

Equity Services, Inc.

Melville, NY

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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-02
TX RA APPROVED 2024-08-02
  • NY RA
    APPROVED
    Since 2024-08-02
  • TX RA
    APPROVED
    Since 2024-08-02

Branch Locations

225 Broadhollow Road Suite 301, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Garden City NY 01/1992 03/2017
Mml Investors Services, Llc Hauppauge NY 03/2017 07/2024
Massmutual Life Insurance Co Hauppauge NY 07/2016 Present
Equity Service Inc Montpelier VT 08/2024 Present
National Life Group Melville NY 05/2024 Present
  • 01/1992 → 03/2017
    Metlife Securities Inc.
    Garden City, NY
  • 03/2017 → 07/2024
    Hauppauge, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hauppauge, NY
  • 08/2024 → Present
    Equity Service Inc
    Montpelier, VT
  • 05/2024 → Present
    National Life Group
    Melville, NY
Previous Registrations
Other Businesses

*PIERINO HOLDINGS INC, 299 STONEY CREEK ROAD,HILTON HEAD, SC 29928,INV REL,01/01/2020,ONGOING,RENTAL PROPERTY,OPERATING MANAGER,NOT DURING TRD/HRS,5%*EMPIRE SAFETY COUNCIL,176 TERRY RD,SMITHTOWN, NY,06/01/1999,NOT INV REL,NOT DURING TRD/HRS,ONGOING,DEFENSIVE DRIVER INSTRUCTOR,0%*MARK RAFFA,225 BROADHOLLOW ROAD,SUITE 301,MELVILLE,NY 11747,06/01/2024,ONGOING,INV REL,DURING TRD/HRS, INSURANCE,AGENT,100%*MARK RAFFA,225 BROADHOLLOW RD,SUITE 301,MELVILLE,NY 11747,04/01/2025,ONGOING,COLLEGE FUNDING SEMINARS ADVISOR, INV REL, DURING TRD/HRS,3/5 HRS/WK.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-17
  • S63 Uniform Securities Agent State Law Examination
    1990-09-17
Other Names
  • Mark Christopher Rqaffa

View on SEC IAPD

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