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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-17 |
Branch Locations
11300 86Th Avenue North, Maple Grove, MN 55369 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Maple Grove | MN | 04/2012 | Present |
1. ROYAL ALLIANCE, YES, 11300 86TH AVE. N., MAPLE GROVE, MN 55369, IAR, 04/2012, 5, 5, INVESTMENT ADVISORY SERVICES 2. TRUE NORTH ADVISORY GROUP POSITION: Investment Advisor Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 08/09/2021 ADDRESS: 11300 86th Ave. N., Maple Grove MN 55369, United States DESCRIPTION: I work with individuals for their retirement planning and investment planning needs. I also help them with their life insurance, long term care insurance and overall estate planning with the relationships with their accountants and attorneys. I also work with several companies for their 401(K) plans, Simple IRA's and SEP plans. I am a fiduciary to these plans, and help them choose what recordkeeper to use, what investment companies to use and what TPA to work with.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-22 |
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