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Monica C Filpo

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-01
TX RA APPROVED_RES 2023-07-31
  • FL RA
    APPROVED
    Since 2023-08-01
  • TX RA
    APPROVED_RES
    Since 2023-07-31

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 08/2013 01/2018
Jpmorgan Chase Bank Na Miami FL 12/2012 01/2018
Filpo Properties, Llc. Miami FL 12/2015 03/2019
Suntrust Investment Services Inc. Atlanta GA 01/2018 05/2019
Truist Investment Services, Inc. Miami FL 01/2018 07/2023
J.P. Morgan Securities Llc Miami FL 07/2023 Present
Jpmorgan Chase Bank, N.A. Miami FL 07/2023 Present
  • 08/2013 → 01/2018
    Jpmorgan Securities Llc
    Miami, FL
  • 12/2012 → 01/2018
    Jpmorgan Chase Bank Na
    Miami, FL
  • 12/2015 → 03/2019
    Filpo Properties, Llc.
    Miami, FL
  • 01/2018 → 05/2019
    Suntrust Investment Services Inc.
    Atlanta, GA
  • 01/2018 → 07/2023
    Truist Investment Services, Inc.
    Miami, FL
  • 07/2023 → Present
    J.P. Morgan Securities Llc
    Miami, FL
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-07
S63 Uniform Securities Agent State Law Examination 2018-03-06
  • S66 Uniform Combined State Law Examination
    2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    2018-03-06
Other Names
  • Monica Cristina Da Silva
  • Monica D Silva
  • Monica C Filpo
  • Monica Cristina Dasilva
  • Monica Silva
  • Monica Cristina Filpo

View on SEC IAPD

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