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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-20 |
| IL | RA | APPROVED | 2019-03-08 |
| TX | RA | APPROVED | 2018-10-08 |
| MO | RA | APPROVED | 2018-08-31 |
Branch Locations
9900 Clayton Road, St Louis, MO 63124 • United States
Swansea, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | St. Louis | MO | 01/2009 | 08/2018 |
| Raymond James & Associates | St. Louis | MO | 08/2018 | Present |
(1)Name of Business: HI-ROSE, LLC Address: 1132 Greystoke Pl, Belleville, IL, 62226, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/17/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am 50/50 member with my wife (2)Name of Business: Hilmes Address: 1132 Greystoke Place, Swansea, IL, 62226, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 05/02/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Named Independent Administrator of former brother-in-law's estate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-21 |
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