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Michael Stephen Pratico

Captrust

Boston, MA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-06-24
ME RA APPROVED 2015-04-09
  • MA RA
    APPROVED
    Since 2021-06-24
  • ME RA
    APPROVED
    Since 2015-04-09

Branch Locations

One Liberty Square 13Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Securities Llc Raleigh NC 09/2006 05/2024
Capfinancial Partners Llc (Captrust) Raleigh NC 04/2015 Present
  • 09/2006 → 05/2024
    Capfinancial Securities Llc
    Raleigh, NC
  • 04/2015 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2007-01-08 → 2015-04-09
    Capfinancial Securities, Llc.
    Raleigh, NC
    Falmouth, ME
    Raleigh, NC
    Raleigh, NC
    Falmouth, ME
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-30
S63 Uniform Securities Agent State Law Examination 2001-06-18
  • S65 Uniform Investment Adviser Law Examination
    2006-11-30
  • S63 Uniform Securities Agent State Law Examination
    2001-06-18

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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