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Elisea Tantuan Frishberg

Compass Financial Management LLC

Hialeah, FL

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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-02
TX RA APPROVED_RES 2024-02-14
  • FL RA
    APPROVED
    Since 2024-05-02
  • TX RA
    APPROVED_RES
    Since 2024-02-14

Branch Locations

Hialeah, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crocker, White & Frishberg Advisory Group Humble TX 10/2018 08/2020
Elisea Frishberg Advisory Group Coconut Creek FL 10/2011 Present
Elisea Frishberg Advisory Group Surfside FL 08/2011 10/2018
  • 10/2018 → 08/2020
    Crocker, White & Frishberg Advisory Group
    Humble, TX
  • 10/2011 → Present
    Elisea Frishberg Advisory Group
    Coconut Creek, FL
  • 08/2011 → 10/2018
    Elisea Frishberg Advisory Group
    Surfside, FL
Previous Registrations
  • 2012-01-25 → 2024-12-31
    Elisea Frishberg Advisory Group, L.L.C.
    Miami, FL
  • 2012-01-25 → 2022-12-31
    Elisea Frishberg Advisory Group, L.L.C.
    Miami, FL
  • 2012-01-25 → 2021-12-31
    Elisea Frishberg Advisory Group, L.L.C.
    Miami, FL
    Sarasota, FL
  • 2012-01-25 → 2015-12-31
    Elisea Frishberg Advisory Group, L.L.C.
    Miami, FL
  • 2011-02-18 → 2011-07-29
    Barrington Financial Advisors, Inc.
    Houston, TX
Other Businesses

1) INDEPENDENT INSURANCE AGENT - LIFE, HEALTH AND PROPERTY AND CASUALTY. SHE SPENDS APPROXIMATELY 10 TO 20 HOUR A MONTH ON THIS ACTIVITY WITH SOME DURING MARKET HOURS. DUTIES INCLUDE SELLING INSURANCE. 2) FINANCIAL MEDIA LLC - Managing Member - 5 HOURS A MONTH WITH SOME DURING MARKET HOURS. DUTIES INCLUDE HELPING PRODUCE/CREATE FINANCIAL EDUCATIONAL MATERIALS/MANAGER-OWNER OF RENTAL REAL ESTATE 3) INVESTMENT RENTALS LLC - CO-MANAGER 20 HOURS A MONTH WITH SOME DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-29
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S65 Uniform Investment Adviser Law Examination
    2010-10-29
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30
Other Names
  • Elisea Tantuan Frishberg
  • Elisea Tantuan Ando
  • Elisea Tantuan Oman

View on SEC IAPD

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