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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-03-02
FL RA APPROVED 2009-08-03
  • TX RA
    APPROVED
    Since 2010-03-02
  • FL RA
    APPROVED
    Since 2009-08-03

Branch Locations

2531 Landmark Drive Suite 201, Clearwater, FL 33761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Clearwater FL 08/2007 Present
3104 Northwood Office Park, Llc Clearwater FL 10/2007 Present
Tampa Bay Financial Planning Clearwater FL 04/2008 Present
Raymond James Financial Services Advisors Inc. Clearwater FL 01/2009 Present
  • 08/2007 → Present
    Raymond James Financial Services
    Clearwater, FL
  • 10/2007 → Present
    3104 Northwood Office Park, Llc
    Clearwater, FL
  • 04/2008 → Present
    Tampa Bay Financial Planning
    Clearwater, FL
  • 01/2009 → Present
    Clearwater, FL
Previous Registrations
  • 2004-08-18 → 2007-08-27
    Banc Of America Investment Services, Inc.
    Altamonte Springs, FL
    Kissimmee, FL
    Winter Park, FL
    Leesburg, FL
    Lake Mary, FL
    Clermont, FL
    Orlando, FL
    Longwood, FL
    Orlando, FL
    Merritt Island, FL
    Lady Lake, FL
    Winter Springs, FL
    Apopka, FL
    Melbourne, FL
    Eustis, FL
    Winter Park, FL
    Orlando, FL
    Melbourne, FL
    Cocoa Beach, FL
    Celebration, FL
    Melbourne, FL
    Naples, FL
    Sarasota, FL
  • 2003-07-17 → 2004-08-27
    Quick & Reilly, Inc.
    Clearwater, FL
  • 2000-02-11 → 2003-07-18
    St. Petersburg, FL
Other Businesses

(1)Name of Business: 3104 Northwood Office Park LLC Address: 2531 Landmark Drive Suite 201, Clearwater, FL, 33761, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/18/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Partner for LLC that owns office condo where RJFS business is conducted. (2)Name of Business: Tampa Bay Financial Planning Address: 2531 Landmark Dr Ste 201, Clearwater, FL, 33761, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/11/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Disclosure of Support Company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1991-05-03
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1991-05-03
Designations

View on SEC IAPD

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