Thomas Charles Fontana

Current Employers

Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2021-08-11
LA	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2021-04-15
FL	RA	APPROVED	2021-02-17

RI RA
APPROVED

Since 2021-08-11
LA RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2021-04-15
FL RA
APPROVED

Since 2021-02-17

Branch Locations

4414 Sw College Rd Ste 1310, Ocala, FL 34474 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bb&T Securities	Ocala	FL	10/2015	02/2021
Truist Investment Services, Inc.	Ocala	FL	02/2021	Present
Truist Advisory Services, Inc.	Atlanta	GA	02/2021	Present

10/2015 → 02/2021

Bb&T Securities

Ocala, FL
02/2021 → Present

Truist Investment Services, Inc.

Ocala, FL
02/2021 → Present

Truist Advisory Services, Inc.

Atlanta, GA

Previous Registrations

2015-10-14 → 2021-02-17

Bb&T Securities, Llc

Ocala, FL

Richmond, VA
2009-09-03 → 2015-10-15

Wells Fargo Clearing Services, Llc

Ocala, FL

Fort Walton Beach, FL

Ocala, FL

Jacksonville, FL

Ocala, FL

Birmingham, AL

Orlando, FL
2007-03-06 → 2009-08-31

Morgan Keegan & Company, Llc

Ocala, FL

Ocala, FL
2005-06-27 → 2007-02-20

Amsouth Investment Management Company Llc

Ocala, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-23
S63	Uniform Securities Agent State Law Examination	1993-11-26

S65 Uniform Investment Adviser Law Examination

2005-06-23
S63 Uniform Securities Agent State Law Examination

1993-11-26