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Richard Yancy Kars

Schwab Wealth Advisory, Inc.

Middleville, MI

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-08-13
TX RA APPROVED 2020-01-02
  • MI RA
    APPROVED
    Since 2026-08-13
  • TX RA
    APPROVED
    Since 2020-01-02

Branch Locations

Middleville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Middleville MI 04/2013 Present
Schwab Wealth Advisory Inc Middleville MI 04/2013 Present
Previous Registrations
  • 2010-03-17 → 2012-10-22
    Securities America Advisors, Inc.
    Byron Center, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-22
S63 Uniform Securities Agent State Law Examination 1990-09-11
  • S65 Uniform Investment Adviser Law Examination
    2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    1990-09-11
Other Names
  • Richard Y Kars

View on SEC IAPD

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