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Louis George Skertich

Ubs Financial Services Inc.

Westlake Village, CA

Santa Barbara, CA

Wetlake Village, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-13
CA RA APPROVED 1999-09-09
  • TX RA
    APPROVED_RES
    Since 2012-02-13
  • CA RA
    APPROVED
    Since 1999-09-09

Branch Locations

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

3011 Townsgate Road Suite 300, Wetlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Westlake Village CA 07/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-21
S63 Uniform Securities Agent State Law Examination 1990-09-19
  • S65 Uniform Investment Adviser Law Examination
    1994-01-21
  • S63 Uniform Securities Agent State Law Examination
    1990-09-19
Other Names
  • (Jr) Louis George Skertich

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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