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John Ralph Mccoy

LPl Financial LLC

Lancaster, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-12-03
  • PA RA
    APPROVED
    Since 2020-12-03

Branch Locations

22C East Roseville, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Lancaser PA 01/2008 12/2020
John Ralph Mccoy Lancaster PA 10/1990 12/2020
Securities America Advisors Lavista NE 12/2009 12/2020
Lpl Financial Llc Lancaster PA 12/2020 Present
  • 01/2008 → 12/2020
    Securities America, Inc.
    Lancaser, PA
  • 10/1990 → 12/2020
    John Ralph Mccoy
    Lancaster, PA
  • 12/2009 → 12/2020
    Securities America Advisors
    Lavista, NE
  • 12/2020 → Present
    Lancaster, PA
Previous Registrations
  • 2009-12-14 → 2020-12-04
    Securities America Advisors, Inc.
    Lancaster, PA
    Lancaster, PA
  • 2002-06-06 → 2008-01-23
    National Planning Corporation
    Lancaster, PA
    Lancaster, PA
Other Businesses

1)11/04/2020 - Integrity Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2019 2)11/04/2020 - Notary - State of Pennsylvania

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-05
S63 Uniform Securities Agent State Law Examination 1990-09-04
  • S65 Uniform Investment Adviser Law Examination
    1999-02-05
  • S63 Uniform Securities Agent State Law Examination
    1990-09-04

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