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Current Employers
Global Investment Advisory

1600 Pennsylvania Avenue, Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-03
TX RA APPROVED_RES 2024-09-16
GA RA APPROVED 2023-02-09
  • LA RA
    APPROVED
    Since 2024-10-03
  • TX RA
    APPROVED_RES
    Since 2024-09-16
  • GA RA
    APPROVED
    Since 2023-02-09

Branch Locations

1600 Pennsylvania Ave, Mcdonough, GA 30253 • United States

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-04-04
  • GA RA
    APPROVED
    Since 2008-04-04

Branch Locations

2005 Pennsylvania Ave, Mcdonough, GA 30253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cape Securities Jacksonville NC 12/2007 Present
Global Investment Advisory Mcdonough GA 11/2022 Present
First Asset Financial Inc. Mcdonough GA 08/2022 Present
American Global Acquisitions, Inc. Mcdonough GA 09/2020 Present
American Global Wealth Services, Inc. Mcdonough GA 07/2018 Present
American Global Wealth Management, Inc. Mcdonough GA 11/2016 Present
Cape Investment Advisory, Inc. Mcdonough GA 04/2008 Present
Cape Insurance Solutions, Inc. Mcdonough GA 03/2008 Present
Wall Street Capital Corporation St Louis MO 09/2024 Present
Wealth Space Asset Management Mcdonough GA 06/2025 Present
  • 12/2007 → Present
    Cape Securities
    Jacksonville, NC
  • 11/2022 → Present
    Mcdonough, GA
  • 08/2022 → Present
    First Asset Financial Inc.
    Mcdonough, GA
  • 09/2020 → Present
    American Global Acquisitions, Inc.
    Mcdonough, GA
  • 07/2018 → Present
    American Global Wealth Services, Inc.
    Mcdonough, GA
  • 11/2016 → Present
    American Global Wealth Management, Inc.
    Mcdonough, GA
  • 04/2008 → Present
    Mcdonough, GA
  • 03/2008 → Present
    Cape Insurance Solutions, Inc.
    Mcdonough, GA
  • 09/2024 → Present
    Wall Street Capital Corporation
    St Louis, MO
  • 06/2025 → Present
    Wealth Space Asset Management
    Mcdonough, GA
Previous Registrations
  • 2007-08-30 → 2007-11-29
    Aura Asset Management, Inc.
    Mcdonough, GA
    Birmingham, AL
    Mcdonough, GA
  • 2005-04-18 → 2006-05-22
    Nationwide Investment Services Corporation
    Columbus, OH
    Columbus, OH
  • 2004-02-04 → 2004-12-17
    Curian Capital, Llc
    Denver, CO
Other Businesses

1. Beneficial owner of all affiliated companies owned by American Global Wealth Services, Inc.; 2. Owner and CFO of Cape Insurance Solutions; 3. Beneficial owner of Cape Securities, Inc. and Cape Investment Advisory, Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-03
S63 Uniform Securities Agent State Law Examination 1991-03-11
  • S66 Uniform Combined State Law Examination
    2004-02-03
  • S63 Uniform Securities Agent State Law Examination
    1991-03-11
Other Names
  • Jim Webb
  • Jim R Webb

View on SEC IAPD

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